As a provider of financial services, once again I am required to attest (i.e., declare to be correct and true or genuine), by using the Compliance Attestation System, that I have read and understand and agree to the third-quarter anti–money-laundering… Continue Reading…
Today I received my fourth-quarter 2007 Anti-Money Laundering Training Program notice. After my “mandatory” compliance, I must agree with everything stated in the “training” through the Compliance Attestation System. Although the manner and frequency of this forced training has changed… Continue Reading…
By: Gary D. Barnett After 18 years in the investment business, a time I might add that has been rewarding in many ways, I am now truly questioning whether I should stay in this profession. It just isn’t fun… Continue Reading…
